Regulation and Licencing
Financial Services License
Synergy Financial Markets Pty Ltd is regulated and licensed by the Australian Securities and Investment Commission (ASIC).
The company’s Australian Financial Services License (AFSL) number is 403863.
ASIC requires licensed financial services providers to meet strict capital requirements and to implement strict internal procedures including risk management, staff training, accounting and audits.
Peace of mind with Synergy
- Australian owned financial services company
- ASIC regulated and licensed, AFSL 403863
- Client funds held in segregated trust accounts with CBA – Commonwealth Bank of Australia
Segregated Client Funds
All client funds are held at fully segregated client trust accounts held at CBA, Commonwealth Bank of Australia, a AA rated bank. Client funds are kept separate from the Synergy’s company funds and will not be used to pay back creditors in the event of Synergy’s insolvency.
Professional Memberships
Synergy Financial Markets Pty Ltd is a member of the Financial Ombudsman Service (FOS). This is an approved Australian external dispute resolution scheme that can deal with complaints about all of the financial services Synergy Financial Markets Pty Ltd provides under its AFSL.
